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Royal Wealth LLC ("Royal Wealth," "we," "us," or "our") is committed to protecting the privacy and confidentiality of our clients’ nonpublic personal information. This Privacy Policy is provided in accordance with Regulation S-P under the Gramm–Leach–Bliley Act (GLBA) and describes how we collect, use, disclose, and safeguard information.

Effective Date: January 1, 2026
Business Address: 3845 North Western Ave., Chicago, IL 60618
Business Phone: (708) 506-0124
Business Email: Info@YourRoyalWealth.com 

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1. Scope and Applicability

 

This Privacy Policy applies to current and former individual clients of Royal Wealth LLC who obtain financial products or services primarily for personal, family, or household purposes. It also applies to prospective clients who provide information to us in connection with evaluating or obtaining services.

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2. Information We Collect

 

We collect nonpublic personal information about you from the following sources:

• Information you provide to us on applications, agreements, questionnaires, onboarding forms, or through consultations (such as name, address, email, phone number, Social Security number, date of birth, employment information, income, assets, liabilities, and investment objectives).

• Information about your transactions with us or our affiliates (such as account balances, payment history, investment selections, trading activity, and service history).

• Information from third parties as permitted by law (such as credit bureaus, custodians, clearing firms, insurance carriers, financial institutions, data aggregators, or public sources).

• Information collected electronically when you visit our website or use our digital tools (such as IP address, browser type, device identifiers, cookies, and usage data).

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3. How We Use Your Information

 

We use nonpublic personal information to:

• Provide, administer, and service financial products and services

• Open, maintain, and manage accounts

• Process transactions and execute instructions

• Perform investment analysis, planning, and advisory services

• Verify identity and prevent fraud or unauthorized transactions

• Comply with legal, regulatory, and contractual obligations

• Communicate with you regarding your accounts, services, and updates

• Improve our services, systems, and client experience

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4. Information We Disclose

 

Royal Wealth LLC does not sell your nonpublic personal information.

We may disclose nonpublic personal information to nonaffiliated third parties only as permitted by law, including:

• Service providers that perform services on our behalf (such as custodians, broker-dealers, clearing firms, insurance carriers, technology vendors, compliance consultants, accountants, and legal advisors)

• Financial institutions involved in processing or administering transactions you authorize

• Regulators, courts, or governmental authorities as required or permitted by law

• Other parties with your consent or at your direction

 

All nonaffiliated third parties receiving nonpublic personal information are required to maintain its confidentiality and use it only for the purpose for which it was disclosed.

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5. Confidentiality and Security of Information

 

We maintain physical, electronic, and procedural safeguards designed to protect your nonpublic personal information, including:

• Secure office facilities and controlled access to records

• Encryption, firewalls, and secure networks for electronic data

• Access controls limiting information to authorized personnel only

• Ongoing monitoring and periodic review of security practices

• Employee training on confidentiality and data protection obligations

 

Despite these safeguards, no method of transmission or storage is completely secure. We cannot guarantee absolute security, but we are committed to maintaining reasonable and appropriate protections.

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6. Former Clients

 

If you decide to close your account or become a former client, we will continue to treat your nonpublic personal information in accordance with this Privacy Policy and as required by applicable law.

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7. Cookies and Website Tracking

 

Our website may use cookies or similar technologies to enhance functionality, analyze usage, and improve user experience. You may adjust your browser settings to refuse cookies; however, some website features may not function properly as a result.

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8. Privacy of Minors

 

Royal Wealth LLC does not knowingly collect or maintain nonpublic personal information from individuals under the age of 18 without appropriate parental or legal consent.

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9. Your Privacy Rights

 

Depending on applicable law, you may have the right to:

• Request information about the categories of nonpublic personal information we collect and disclose

• Request corrections to inaccurate information

• Limit certain disclosures where permitted by law

 

Requests should be submitted in writing using the contact information below.

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10. Changes to This Privacy Policy

 

We reserve the right to modify this Privacy Policy at any time. If we make material changes, we will provide notice as required by law. The Effective Date at the top of this policy reflects the most recent revision.

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11. Contact Information

 

If you have questions about this Privacy Policy or our privacy practices, please contact us:

Royal Wealth LLC
3845 North Western Ave.
Chicago, IL 60618
Phone: (708) 506-0124
Email: Info@YourRoyalWealth.com

 

This Privacy Policy is provided for compliance with Regulation S-P and is intended to describe Royal Wealth LLC’s privacy practices clearly and transparently.